Synergy Asset Management, LLC has adopted the following Code of Ethics and we encourage our network of preferred financial advisors to do the same.Ĭode of Ethics: The Company’s Code of Ethics (“Code”) has been adopted to promote and maintain the highest standard of personal and professional conduct in the investment management profession. Being profitable will allow us to better serve our clients. The long-term profitable growth of the firms provides opportunities for all team members to grow professionally and enjoy greater rewards. Growth and Profitability: We believe that our Strategically Aligned Asset Management (SAAM™) process will prosper because of our commitment to excellence in serving our clients. We value and reward results impacting the investment process and performance and client satisfaction. Everyone is rewarded for their contribution to the team and the firm’s success. Teamwork: Open communication and collaboration form a common bond for achievement and creating a pleasant work environment. We are committed to compliance with all regulatory requirements and the standards of practices of the various professional organizations of which we are members. We strive every day for excellence in service and investment results. Every team member is a key part of our team and is committed to performing their role with integrity and professionalism. Through a relentless focus on operational efficiency and excellence, including timely and accurate production of all client reports.Ĭommitment to Integrity and Excellence: Our reputation is critical to our long-term success.Through the faithful execution of the investment strategy in each portfolio in accordance with the client’s specific objectives.By developing strong partnerships with other professionals who are also serving the client and providing education and support to enhance client knowledge.Through excellent communication – proactive and responsive – with every client.By clarifying understanding of and documenting the goals and objectives of each client.
Yes, most of our preferred advisors, in addition to Synergy, have adopted guiding principles.Ĭlient Focus: Achieving investment success and exceeding expectations for each client is our top priority.